Market Regulation
Find out more about Market Regulation scope
MiFID
The Markets in Financial Instruments Regulation (“MIFIR”) and the Markets in Financial Instruments Directive (“MIFID”),...
The Markets in Financial Instruments Regulation (“MIFIR”) and the Markets in Financial Instruments Directive (“MIFID”),...
EMIR
Dodd Frank Act
The Dodd-Frank Wall Street Reform and Consumer Protection Act (DFA), signed into U.S. law in July 2010, is intended to...
The Dodd-Frank Wall Street Reform and Consumer Protection Act (DFA), signed into U.S. law in July 2010, is intended to...
SFTR
The Securities Financing Transactions Regulation (Regulation (EU) 2015/2365, hereafter “EU SFTR”) came into force on 12...
The Securities Financing Transactions Regulation (Regulation (EU) 2015/2365, hereafter “EU SFTR”) came into force on 12...
PRIIPs: Package Retail and Insurance-based Investment Products
The Regulation (EU) of the European Parliament and of the Council of 26 November 2014 on key information documents for...
The Regulation (EU) of the European Parliament and of the Council of 26 November 2014 on key information documents for...
CSDR
The CSDR (Central Securities Depositories Regulation) Settlement discipline regime introduces new measures for the...
The CSDR (Central Securities Depositories Regulation) Settlement discipline regime introduces new measures for the...
Clearing and Prime Brokerage activity
This section addresses specific regulatory requirements (e.g. MiFID II, EMIR, etc.) that apply to clearing and prime...
This section addresses specific regulatory requirements (e.g. MiFID II, EMIR, etc.) that apply to clearing and prime...
Risk Disclosure