!css

MiFID

The Markets in Financial Instruments Regulation (“MIFIR”) and the Markets in Financial Instruments Directive (“MIFID”), together “MIFID II”, enter into application on 3 January 2018.

EMIR

The European Market Infrastructure Regulation (“EMIR”) entered into force on 16 August 2012, with the aim of increasing stability in the Over The Counter (“OTC”) derivatives markets in the EU.

Dodd Frank Act

The Dodd-Frank Wall Street Reform and Consumer Protection Act (DFA), signed into U.S. law in July 2010, is intended to promote financial stability, transparency and market integrity within the financial system.

SFTR

The Securities Financing Transactions Regulation (Regulation (EU) 2015/2365, hereafter “SFTR”) came into force on 12 January 2016, although many of its requirements are subject to transitional provisions.

PRIIPs: Package Retail and Insurance-based Investment Products

Le règlement (UE) du Parlement européen et du Conseil du 26 novembre 2014 sur les documents d’informations clés relatifs aux « produits d’investissement packagés de détail et fondés sur l’assurance » (PRIIP) oblige leurs initiateurs à rédiger et à mettre à disposition des investisseurs de détail des « documents d’informations clés » ou KID.