The Markets in Financial Instruments Regulation (“MIFIR”) and the Markets in Financial Instruments Directive (“MIFID”), together “MIFID II”, enter into application on 3 January 2018.
Since its implementation in November 2007, the Markets in Financial Instruments Directive (“MIFID I”) was the cornerstone of capital markets regulation in Europe. MIFID I targeted primarily equity markets and instruments.
MIFID I was recast by MIFID II which extends market transparency and integrity rules to derivatives and debt financial instruments and which re-enforces investor protection and conduct of business rules on all financial instruments. Finally, it brings additional measures on product governance, on the reinforcement of control and management functions and on the enhancement of financial supervision.
Client categorization in eligible counterparties, professional and retail, together with the associated level of protection for each category, is still a key element of MIFID II.
Below are a number of important information and legal documents that we recommend you to read carefully.
Please also be aware of the information on the Central Securities Depositories Regulation ("CSDR") and the terms which may apply to the relationship betwee us in connection with it. These can be found here.
Useful links & documents
Terms of Business
Client Money Module 2022
Hong Kong Module July 2022
General Terms of Business
FINSA Switzerland Module 2021
FINSA Summary on SG conflict of interest Policy 2021
FINSA SGCIB Best Execution Policy EN 2021
FINSA INFORMATION ABOUT FINANCIAL INSTRUMENTS 2021
Electronic Services Module
Direct Electronic Access Module
Fixed Income Module
Futures Options and EPF Transactions Module
Retail Client Module
Best Execution Policy
SGCIB Best Execution Public Policy Sept 2021
Hong Kong Best Execution Policy for Societe Generale June 2021
SGCIB Best Execution Public Policy Sept2020
SGCIB Best Execution Public Policy July2019
Summary Best Execution Policy Retail Clients EN 29 12 17
Societe Generale CIB Best Execution Policy EN June 2018
Execution of Client's Orders
- List of Execution Venues
- Information on the execution venues and the executing brokers (RTS28)
- Reporting on the quality of execution (RTS27)
If you wish to receive a previous version of the Best Execution Policy, please click here